Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Global Services SE (no longer approved here)

    FRN 829966

    • [FCA CF] Material risk taker (25 Mar 2021 to 8 Jul 2021)
    • [FCA CF] Significant management (1 Mar 2019 to 7 Apr 2022)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [PRA CF] Significant risk taker or Material risk taker (17 Dec 2020 to 7 Apr 2022)
    • [FCA CF] Significant management (7 Mar 2017 to 7 Apr 2022)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 20 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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