Andrew O'Neill

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Asset Risk Consultants (UK) Limited

    FRN 652972

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
    • CF1 Director (2 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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