Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2021)
  • New Wave Financial Services Ltd (no longer approved here)

    FRN 779395

    • Appointed representative dealing with clients for which they require qualification (6 Apr 2021 to 1 Jun 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Apr 2021)
  • Balgores Property Services Ltd (no longer approved here)

    FRN 220266

    • Employed By (22 Jun 2007 to 8 Dec 2007)
  • Birch Independent (no longer approved here)

    FRN 206481

    • Employed By (10 Mar 2004 to 3 Jun 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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