Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Clark & Poole Ltd
FRN 498775
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 18 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Dec 2025)
- SMF3 Executive Director (9 Dec 2019 to 18 Dec 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 18 Dec 2025)
- Responsibility for MCD Intermediation (21 Mar 2016 to 18 Dec 2025)
- CF1 Director (21 Jul 2009 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Jul 2009 to 8 Dec 2019)
- CF30 Customer (21 Jul 2009 to 8 Dec 2019)
- Responsible for Insurance Mediation (21 Jul 2009 to 30 Sep 2018)
- CF10 Compliance Oversight (21 Jul 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.