Andrew Neil Hough-Smith

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF1 Director (AR) (since 22 Apr 2022)
  • Appointed representative dealing with clients for which they require qualification (since 29 Mar 2021)
  • CF30 Customer (since 26 Mar 2021)
• Chariot Financial Management Limited

  FRN 946335

  • Employed By (since 26 Mar 2021)
• ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

  FRN 155241

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Oct 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Oct 2020)
  • CF30 Customer (25 Jun 2018 to 8 Dec 2019)
• HSBC Global Asset Management (UK) Limited (no longer approved here)

  FRN 122335

  • CF30 Customer (17 Mar 2017 to 4 Dec 2018)
• W H Ireland Limited (no longer approved here)

  FRN 140773

  • CF30 Customer (16 May 2012 to 6 Dec 2016)
• Killik & Co LLP (no longer approved here)

  FRN 462016

  • CF30 Customer (13 May 2010 to 10 May 2012)

No changes recorded yet.