Andrew Neil Hellard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Commonwealth Bank of Australia (no longer approved here)
FRN 139185
- [FCA CF] Material risk taker (30 Sep 2019 to 30 Nov 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Nov 2021)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (1 Nov 2007 to 19 Nov 2010)
- CF21 Investment Adviser (23 May 2005 to 31 Oct 2007)
National Australia Bank Limited (no longer approved here)
FRN 141309
- CF26 Customer Trading (11 Sep 2002 to 29 Mar 2005)
- CF21 Investment Adviser (11 Sep 2002 to 29 Mar 2005)
The Bank of New York Mellon (no longer approved here)
FRN 122467
- CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2002)
The Bank of New York Mellon (International) Limited (no longer approved here)
FRN 183100
- CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.