Andrew Neil Brown

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (AR) (2 Jan 2018 to 5 Feb 2020)
    • CF30 Customer (2 Jan 2018 to 5 Feb 2020)
  • Cornbrash Financial Planning Ltd (no longer approved here)

    FRN 797332

    • Employed By (2 Jan 2018 to 5 Feb 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (31 Jul 2009 to 31 Aug 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.