Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 16 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Dec 2022)
- CF11 Money Laundering Reporting (16 Jul 2019 to 8 Dec 2019)
- CF1 Director (4 Jul 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (4 Jul 2017 to 1 Feb 2018)
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- SMF16 Compliance Oversight (10 May 2019 to 16 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 May 2019 to 16 Dec 2022)
- SMF3 Executive Director (10 Dec 2018 to 16 Dec 2022)
- CF1 Director (22 Dec 2014 to 9 Dec 2018)
- CF29 Significant management (31 May 2014 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.