Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF29 Significant management (25 Feb 2008 to 31 Mar 2013)
    • CF30 Customer (25 Feb 2008 to 31 Mar 2013)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 27 Dec 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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