Andrew Morris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

King Mortgages Ltd
FRN 803561
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 4 Feb 2022)
- [FCA CF] Functions requiring qualifications (1 Feb 2021 to 4 Feb 2022)
COMMERCIAL FINANCE NETWORK CORPORATION LTD (no longer approved here)
FRN 796413
- SMF16 Compliance Oversight (9 Dec 2019 to 21 Oct 2020)
- SMF3 Executive Director (9 Dec 2019 to 21 Oct 2020)
- CF10 Compliance Oversight (14 Oct 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (14 Oct 2019 to 21 Oct 2020)
- Responsibility for MCD Intermediation (14 Oct 2019 to 21 Oct 2020)
- CF1 Director (14 Oct 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.