Andrew Morgan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Isio Investment Solutions Limited (no longer approved here)
FRN 196669
- SMF17 Money Laundering Reporting Officer (MLRO) (3 Feb 2021 to 26 May 2023)
PricewaterhouseCoopers LLP (no longer approved here)
FRN 221411
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2020)
- CF10 Compliance Oversight (12 Mar 2019 to 22 Jul 2019)
- CF11 Money Laundering Reporting (16 Dec 2011 to 1 Mar 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.