Andrew Milne

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Henderson Stone & Co Ltd (no longer approved here)
FRN 226516
- (6)Employed By (7 Oct 2010 to 13 Nov 2013)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (2 Aug 2010 to 13 Nov 2013)
CAERUS Wealth Ltd (no longer approved here)
FRN 525931
- Employed By (2 Aug 2010 to 6 Oct 2010)
P W M Z Limited (no longer approved here)
FRN 193576
- (2)Employed By (1 Dec 2001 to 25 Feb 2004)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.