Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • [FCA CF] Client dealing (8 Dec 2021 to 15 Mar 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 11 Jun 2021)
    • [FCA CF] Algorithmic trading (7 Sep 2016 to 11 Jun 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 11 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Jun 2021)
    • CF29 Significant management (24 Aug 2010 to 6 Mar 2016)
    • CF30 Customer (5 Feb 2010 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (7 Sep 2016 to 11 Jun 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 11 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 11 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Jun 2021)
    • CF29 Significant management (24 Aug 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 27 Jan 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 27 Jan 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.