Andrew Michael Watts

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Watts Mortgage & Wealth Management Ltd

    FRN 624815

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Mar 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Mar 2026)
    • CF10 Compliance Oversight (2 Jun 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 26 Mar 2026)
    • Responsible for Insurance Mediation (1 Oct 2014 to 30 Sep 2018)
    • CF1 Director (1 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2014 to 15 Nov 2016)
  • Watts Commercial Finance Limited (no longer approved here)

    FRN 718058

    • SMF3 Executive Director (9 Dec 2019 to 23 Dec 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Dec 2024)
    • CF10 Compliance Oversight (2 Jun 2017 to 8 Dec 2019)
    • CF1 Director (30 Dec 2015 to 8 Dec 2019)
  • Watts Mortgage and Financial Services Ltd (2851) (no longer approved here)

    FRN 192615

    • (5)Employed By (9 Apr 1999 to 1 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

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