Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 24 Jan 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 24 Jan 2020)
    • [FCA CF] Significant management (7 Mar 2017 to 24 Jan 2020)
    • [FCA CF] Material risk taker (7 Mar 2017 to 24 Jan 2020)
    • CF29 Significant management (6 Dec 2011 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF29 Significant management (6 Dec 2011 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.