Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2020)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF4 Partner (AR) (11 Jun 2014 to 24 Feb 2017)
    • CF30 Customer (30 Apr 2014 to 16 Nov 2018)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 617867

    • Employed By (30 Apr 2014 to 16 Nov 2018)
  • Goodmans Financial Planning Ltd (no longer approved here)

    FRN 513667

    • CF30 Customer (10 Dec 2012 to 24 Dec 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 27 May 2014)
    • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Mar 2005 to 14 Mar 2006)
  • Hyde Park Financial Advisers (no longer approved here)

    FRN 152949

    • (13)Employed By (1 Oct 1998 to 2 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.