Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Continuum (Financial Services) LLP
FRN 802331
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 13 Oct 2020)
- [FCA CF] Functions requiring qualifications (since 13 Oct 2020)
- CF30 Customer (16 Nov 2018 to 8 Dec 2019)
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- CF4 Partner (AR) (11 Jun 2014 to 24 Feb 2017)
- CF30 Customer (30 Apr 2014 to 16 Nov 2018)
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- Employed By (30 Apr 2014 to 16 Nov 2018)
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- CF30 Customer (10 Dec 2012 to 24 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 27 May 2014)
- CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Mar 2005 to 14 Mar 2006)
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- (13)Employed By (1 Oct 1998 to 2 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.