Andrew Michael Joseph Mills

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Elysium Corporate Finance Limited
FRN 555895
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (2 Dec 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Dec 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Dec 2011 to 8 Dec 2019)
- CF30 Customer (2 Dec 2011 to 8 Dec 2019)
Brooklands Fund Management Limited (no longer approved here)
FRN 757575
- CF30 Customer (28 Sep 2020 to 1 Jun 2021)
- CF1 Director (AR) (28 Sep 2020 to 1 Jun 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.