Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2021)
    • CF30 Customer (20 Aug 2015 to 6 Mar 2016)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • [FCA CF] Client dealing (7 Mar 2016 to 13 Dec 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2021)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF30 Customer (11 Sep 2012 to 17 Jul 2015)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (1 Nov 2007 to 15 Jun 2012)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.