Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2021)
- CF30 Customer (20 Aug 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 13 Dec 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Oct 2021)
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- CF30 Customer (11 Sep 2012 to 17 Jul 2015)
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- CF30 Customer (1 Nov 2007 to 15 Jun 2012)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.