Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
FRN 119289
- [FCA CF] Material risk taker (since 19 Jan 2026)
- [FCA CF] Client dealing (since 19 Jan 2026)
- [FCA CF] Manager of certification employee (1 Jul 2023 to 12 Jul 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2025)
- CF30 Customer (13 Jan 2011 to 8 Dec 2019)
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- [FCA CF] Client dealing (14 Jul 2025 to 16 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.