Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2022)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.