Andrew McKay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ADMS Asset Management Limited (no longer approved here)
FRN 569871
- SMF3 Executive Director (9 Dec 2019 to 3 Oct 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2024)
- Responsibility for MCD Intermediation (21 Mar 2016 to 3 Oct 2024)
- CF30 Customer (17 Dec 2012 to 8 Dec 2019)
- CF1 Director (17 Dec 2012 to 8 Dec 2019)
TB Financial Services Ltd (no longer approved here)
FRN 488124
- Employed By (15 Sep 2008 to 17 Dec 2012)
Cambridge Financial Associates (no longer approved here)
FRN 200169
- Employed By (1 Dec 2001 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.