Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Spillane & Associates Limited
FRN 544754
- (2)Employed By (since 6 Sep 2022)
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St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 16 Mar 2016)
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- Employed By (6 May 2020 to 9 Sep 2022)
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- Employed By (16 Mar 2016 to 18 May 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.