Andrew Maxwell Wells

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc
FRN 121882
- [PRA CF] Significant risk taker or Material risk taker (since 20 Jun 2024)
- [FCA CF] Manager of certification employee (since 2 Nov 2020)
- [PRA CF] Significant risk taker or Material risk taker (2 Nov 2020 to 31 Dec 2020)
RBS Collective Investment Funds Limited
FRN 122139
- [FCA CF] Manager of certification employee (since 12 Feb 2021)
The Royal Bank of Scotland International Limited
FRN 760675
- [PRA CF] Significant risk taker or Material risk taker (since 2 Nov 2020)
- [FCA CF] Manager of certification employee (since 2 Nov 2020)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY
FRN 114724
- [FCA CF] Material risk taker (since 2 May 2018)
- [FCA CF] Manager of certification employee (since 2 May 2018)
Coutts & Company
FRN 122287
- [FCA CF] Manager of certification employee (since 2 May 2018)
- [FCA CF] Material risk taker (since 2 May 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.