Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Manager of certification employee (since 28 Aug 2020)
- [FCA CF] Material risk taker (since 28 Aug 2020)
- [FCA CF] Client dealing (since 28 Aug 2020)
- CF30 Customer (3 Dec 2015 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (since 28 Aug 2020)
- [FCA CF] Material risk taker (since 28 Aug 2020)
- [FCA CF] Client dealing (since 28 Aug 2020)
- CF30 Customer (3 Dec 2015 to 8 Dec 2019)
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- CF1 Director (7 Jun 2010 to 19 Jan 2015)
- CF30 Customer (7 Jun 2010 to 19 Jan 2015)
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- CF30 Customer (1 Nov 2007 to 7 Jun 2010)
- CF27 Investment Management (3 Jun 2004 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 30 Dec 2004)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.