Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 28 Aug 2020)
    • [FCA CF] Material risk taker (since 28 Aug 2020)
    • [FCA CF] Client dealing (since 28 Aug 2020)
    • CF30 Customer (3 Dec 2015 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 28 Aug 2020)
    • [FCA CF] Material risk taker (since 28 Aug 2020)
    • [FCA CF] Client dealing (since 28 Aug 2020)
    • CF30 Customer (3 Dec 2015 to 8 Dec 2019)
  • BIFM Investments Limited (no longer approved here)

    FRN 511268

    • CF1 Director (7 Jun 2010 to 19 Jan 2015)
    • CF30 Customer (7 Jun 2010 to 19 Jan 2015)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF30 Customer (1 Nov 2007 to 7 Jun 2010)
    • CF27 Investment Management (3 Jun 2004 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.