Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Whitechurch Network Limited
FRN 190859
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 4 Dec 2015)
- CF30 Customer (since 13 Jun 2012)
- CF30 Customer (21 Oct 2011 to 31 May 2012)
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Thompson Tobin Financial Ltd
FRN 582439
- Employed By (since 13 Jun 2012)
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- Employed By (21 Mar 2011 to 26 Nov 2011)
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- CF30 Customer (13 Oct 2009 to 26 Nov 2011)
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- Employed By (20 Oct 2000 to 26 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.