Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Dec 2015)
    • CF30 Customer (since 13 Jun 2012)
    • CF30 Customer (21 Oct 2011 to 31 May 2012)
    • Employed By (since 13 Jun 2012)
  • CLIFTON CONSULTING LIMITED (no longer approved here)

    FRN 541544

    • Employed By (21 Mar 2011 to 26 Nov 2011)
  • Clifton Compliance Services Ltd (no longer approved here)

    FRN 480676

    • CF30 Customer (13 Oct 2009 to 26 Nov 2011)
  • Clifton 310311 Limited (no longer approved here)

    FRN 200448

    • Employed By (20 Oct 2000 to 26 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

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