Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (6 Oct 2017 to 5 Nov 2019)
- CF21 Investment Adviser (5 Mar 2003 to 20 Oct 2006)
- CF26 Customer Trading (1 Dec 2001 to 5 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.