Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Dec 2023)
    • CF4 Partner (4 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
  • Fluent Money Limited (no longer approved here)

    FRN 654425

    • CF2 Non Executive Director (2 Sep 2016 to 8 Dec 2019)
  • Arthur J. Gallagher Insurance Brokers Limited (no longer approved here)

    FRN 311786

    • CF2 Non Executive Director (25 Aug 2006 to 3 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

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