Andrew Mark Tod

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Titan Private Wealth Limited (no longer approved here)

    FRN 226392

    • SMF1 Chief Executive (1 Oct 2021 to 17 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Nov 2020 to 30 Sep 2021)
    • SMF16 Compliance Oversight (13 Nov 2020 to 30 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 17 Nov 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 27 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2022)
    • CF1 Director (1 Jul 2017 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF28 Systems and controls (15 Sep 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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