Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2025)
    • [FCA CF] Client dealing (since 25 Mar 2025)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Jan 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (15 May 2013 to 24 Aug 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (11 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 May 2004 to 11 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.