Andrew Mark Michael Gannon

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Interalpha Financial Planning Limited

    FRN 927711

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsibility for MCD Intermediation (since 9 Sep 2020)
    • Responsible for Insurance Distribution (since 9 Sep 2020)
    • SMF3 Executive Director (since 9 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Sep 2020)
    • SMF16 Compliance Oversight (since 9 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2020)
  • 3R Financial Services Ltd (no longer approved here)

    FRN 603538

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Aug 2020)
    • CF30 Customer (16 May 2018 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 1 Aug 2018)
    • CF21 Investment Adviser (16 Jan 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Sep 2002 to 16 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.