Andrew Mark Lobb

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JNE Partners LLP
FRN 505922
- SMF16 Compliance Oversight (since 1 Sep 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2021)
- SMF27 Partner (since 1 Sep 2021)
- [FCA CF] Client dealing (since 1 Sep 2021)
Brockton Capital LLP (no longer approved here)
FRN 449187
- (3)Employed By (19 Mar 2018 to 30 Jul 2021)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF4 Partner (AR) (19 Mar 2018 to 30 Jul 2021)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.