Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St Leger Partnership Limited
FRN 730542
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 14 Sep 2016)
- CF10 Compliance Oversight (1 Jun 2018 to 8 Dec 2019)
- CF1 Director (14 Sep 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Sep 2016 to 30 Sep 2018)
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- CF1 Director (AR) (3 Feb 2015 to 30 Dec 2016)
- CF30 Customer (23 May 2009 to 20 Dec 2010)
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- CF30 Customer (20 Mar 2008 to 17 Jun 2008)
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- CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.