Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 14 Sep 2016)
    • CF10 Compliance Oversight (1 Jun 2018 to 8 Dec 2019)
    • CF1 Director (14 Sep 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Sep 2016 to 30 Sep 2018)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF1 Director (AR) (3 Feb 2015 to 30 Dec 2016)
    • CF30 Customer (23 May 2009 to 20 Dec 2010)
  • West Riding Personal Financial Solutions Ltd (no longer approved here)

    FRN 402246

    • CF30 Customer (20 Mar 2008 to 17 Jun 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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