Andrew Mark Herriot

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Linear Investments Limited (no longer approved here)

    FRN 537389

    • CF28 Systems and controls (27 Jan 2016 to 31 Mar 2018)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (30 Oct 2014 to 16 Apr 2015)
  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • CF30 Customer (17 Oct 2013 to 14 Oct 2014)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
    • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF21 Investment Adviser (10 Aug 2005 to 31 Jul 2006)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF21 Investment Adviser (12 Nov 2002 to 19 Jun 2005)
    • CF26 Customer Trading (26 Apr 2002 to 28 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.