Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 Nov 2016)
    • CF30 Customer (23 Nov 2012 to 1 Jun 2014)
    • (1)Employed By (since 9 Nov 2016)
    • (2)Employed By (7 Oct 2013 to 1 Jun 2014)
  • Andrew Frost (no longer approved here)

    FRN 590348

    • Employed By (23 Nov 2012 to 7 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

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