Andrew Mark Curtis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Jan 2026)
    • CF30 Customer (since 17 Dec 2025)
  • DOJ Wealth Management Limited

    FRN 402030

    • (2)Employed By (since 17 Dec 2025)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Client dealing (1 Feb 2024 to 18 Aug 2025)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 18 Aug 2025)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
    • CF30 Customer (1 Aug 2013 to 6 Mar 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (24 Oct 2012 to 15 Feb 2013)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (540)Employed By (24 Oct 2012 to 15 Feb 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Mar 2004 to 15 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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