Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [FCA CF] Manager of certification employee (25 Feb 2025 to 14 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (15 Jul 2022 to 14 Apr 2025)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Significant management (1 Jul 2023 to 14 Apr 2025)
    • [FCA CF] Manager of certification employee (2 Apr 2018 to 14 Apr 2025)
    • [FCA CF] Material risk taker (2 Apr 2018 to 14 Apr 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (28 Sep 2022 to 18 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (15 Jul 2022 to 14 Apr 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2022 to 14 Apr 2025)
    • [FCA CF] Manager of certification employee (19 Nov 2020 to 17 Dec 2020)
    • CF30 Customer (23 Nov 2007 to 6 Mar 2016)
  • Lombard North Central PLC (no longer approved here)

    FRN 710598

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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