Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (23 Jun 2020 to 20 Jul 2021)
- [FCA CF] Material risk taker (3 Jun 2020 to 23 Jun 2020)
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- [FCA CF] Material risk taker (7 Mar 2016 to 13 Jan 2020)
- CF17 Significant Mgt (Other Business Operations) (7 Apr 2005 to 8 Dec 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (7 Apr 2005 to 8 Dec 2005)
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- CF17 Significant Mgt (Other Business Operations) (7 Apr 2005 to 8 Dec 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (7 Apr 2005 to 8 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.