Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leek United Building Society (no longer approved here)

    FRN 100014

    • SMF18 Other Overall Responsibility (23 Jun 2020 to 20 Jul 2021)
    • [FCA CF] Material risk taker (3 Jun 2020 to 23 Jun 2020)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Jan 2020)
    • CF17 Significant Mgt (Other Business Operations) (7 Apr 2005 to 8 Dec 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Apr 2005 to 8 Dec 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF17 Significant Mgt (Other Business Operations) (7 Apr 2005 to 8 Dec 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Apr 2005 to 8 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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