Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (1 Feb 2017 to 9 Mar 2018)
    • CF11 Money Laundering Reporting (16 Dec 2016 to 8 Dec 2019)
    • CF1 Director (3 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (3 Aug 2013 to 30 Mar 2016)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (16 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (30 Jan 2015 to 30 Mar 2016)
    • CF1 Director (30 Jan 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.