Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 1 Aug 2022)
- CF29 Significant management (1 Nov 2007 to 31 Mar 2008)
- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (9 Aug 2004 to 31 Oct 2007)
- CF8 Apportionment and Oversight (26 Aug 2003 to 9 Aug 2004)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 31 Oct 2020)
- CF30 Customer (4 Feb 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.