Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (10 Sep 2017 to 13 Oct 2022)
    • [FCA CF] Manager of certification employee (10 Sep 2017 to 11 Aug 2022)
    • CF30 Customer (1 May 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Aug 2011 to 11 Apr 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.