Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • Appointed representative dealing with clients for which they require qualification (24 Jan 2022 to 29 Sep 2022)
    • CF1 Director (AR) (24 Jan 2022 to 29 Sep 2022)
    • CF30 Customer (24 Jan 2022 to 29 Sep 2022)
    • [FCA CF] Client dealing (24 Jan 2022 to 29 Sep 2022)
  • Your Wealth Financial Planning (no longer approved here)

    FRN 967482

    • Employed By (24 Jan 2022 to 29 Sep 2022)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (1 Feb 2021 to 5 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 5 Feb 2021)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (13 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (13 Jul 2020 to 14 Feb 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (18 Apr 2011 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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