Andrew Leonard Pratt

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Onyx Capital Advisory Limited (no longer approved here)

    FRN 822509

    • [FCA CF] CASS oversight function (9 Mar 2023 to 4 Sep 2024)
    • [FCA CF] Material risk taker (1 Sep 2022 to 4 Sep 2024)
    • [FCA CF] Significant management (1 Sep 2022 to 4 Sep 2024)
  • Onyx Commodities Limited (no longer approved here)

    FRN 778117

    • [FCA CF] Material risk taker (1 Sep 2022 to 4 Sep 2024)
    • [FCA CF] Significant management (1 Sep 2022 to 4 Sep 2024)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Material risk taker (8 Feb 2021 to 22 Mar 2022)
    • [FCA CF] Significant management (8 Feb 2021 to 22 Mar 2022)
    • CF28 Systems and controls (8 Nov 2019 to 8 Dec 2019)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • [FCA CF] Significant management (8 Feb 2021 to 22 Mar 2022)
    • [FCA CF] Material risk taker (8 Feb 2021 to 22 Mar 2022)
    • CF28 Systems and controls (8 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.