Andrew Lemon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [FCA CF] Significant management (10 Jun 2021 to 22 Feb 2023)
    • [FCA CF] Client dealing (1 Mar 2020 to 16 Oct 2020)
    • [FCA CF] Material risk taker (8 Jul 2019 to 16 Oct 2020)
    • [FCA CF] Manager of certification employee (1 Mar 2019 to 16 Oct 2020)
  • Northern Trust Global Services SE (no longer approved here)

    FRN 829966

    • [FCA CF] Significant management (10 Jun 2021 to 22 Feb 2023)
    • [FCA CF] Client dealing (10 Jun 2021 to 22 Feb 2023)
    • [FCA CF] Manager of certification employee (10 Jun 2021 to 22 Feb 2023)
    • [FCA CF] Material risk taker (10 Jun 2021 to 8 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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