Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (20 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
  • BBPI LIMITED (no longer approved here)

    FRN 182934

    • (14)Employed By (13 Mar 2008 to 2 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at BBPI LIMITED

  2. controlled function added: (14)Employed By at BBPI LIMITED