Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (8 Nov 2019 to 8 Dec 2019)
  • Soper of Lincoln Limited (no longer approved here)

    FRN 413272

    • (3)Employed By (9 Mar 2015 to 3 Feb 2025)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF4 Partner (AR) (19 Nov 2014 to 12 Jun 2015)
    • CF1 Director (AR) (10 Jul 2009 to 3 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

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