Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Aug 2025)
    • [FCA CF] Functions requiring qualifications (9 Jul 2020 to 14 Mar 2022)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (23 May 2011 to 14 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.