Andrew Lance Mower

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (4 Jan 2021 to 6 Oct 2022)
JB Drax Honore (UK) Limited (no longer approved here)
FRN 585303
- CF30 Customer (4 Sep 2017 to 8 Dec 2019)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- CF30 Customer (15 Oct 2012 to 6 Mar 2016)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (20 Jan 2011 to 16 Apr 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.