Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (63)CF30 Customer (4 Jan 2011 to 30 Mar 2012)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF30 Customer (1 Nov 2007 to 14 Apr 2008)
    • CF21 Investment Adviser (15 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jul 2004 to 15 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (63)CF30 Customer at STIFEL EUROPE LIMITED