Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Dec 2021)
    • CF1 Director (AR) (7 Jun 2010 to 10 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 1 Dec 2021)
    • CF22 Investment Adviser (Trainee) (2 Aug 2007 to 31 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (9 May 2005 to 23 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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