Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (2 Sep 2015 to 8 Dec 2019)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.